Description
Best Practices in Buyside Regulation Implementation – Table of Contents
- 1.0 A Buyside Perspective on Financial Markets Regulations: 1990-2016
- 1.1 Past Attempts and Challenges to Regulatory Implementation
- 1.2 The Financial Crisis: A New Era of Regulations
- 2.0 Assessing the Impact of the EU Regulatory Agenda on Global Buyside Business Model
- 2.1 The BCBS IOSCO Margin Requirements for Non-centrally Cleared Derivatives
- 2.2 The EU Capital Requirements Directive & Regulation
- 2.3 The EU Markets in Financial Instruments Directive & Regulation
- 2.4 The European Market Infrastructure Regulation
- 2.5 Market Abuse Directive & Regulation
- 2.6 The EU Alternative Investment Fund Managers Directive
- 2.7 The EU Undertakings for Collective Investments in Transferable Securities Directive
- 2.8 The EU Packaged Retail and Insurance-based Investment Products Regulation
- 3.0 Best Practices for Initiating Buyside Change Programmes
- 3.1 Embarking Upon the Journey: Best Practices for Operational Implementation
- 3.2 Navigating the Road Ahead: Best Practices for Cultural and Governance Implementation
- 3.3 Reaching the Destination: Best Practices in Technology Implementation
- 3.4 Addressing Legacy Challenges: Data as an Asset and Technology Debt
- 4.0 Best Practices for Realising Buyside Change Programmes
- 4.1 Resolving Technology Debt to Utilise Data as an Asset: The Beginning of a Buyside Regulation Implementation Programme
- 4.2 Looking Beyond the Horizon: Regulatory Compliance Services as a Buyside Business Strategy
- 5.0 Appendices
- 5.1 Glossary of Terms
- 5.2 Table of Figures