Surveillance – specifically trader surveillance – in financial services institutions remains an area of focus for Compliance professionals in 2023. Generally comprising a combination of trade and communications (voice and...
Read More
Surveillance – specifically trader surveillance – in financial services institutions remains an area of focus for Compliance professionals in 2023. Generally comprising a combination of trade and communications (voice and...
Read More
Few parts of the world have embraced virtual assets like Asia. Indeed, the region has some of the highest adoption and growth rates for cryptocurrency, which has left regional regulators...
Read MoreFew parts of the world have embraced virtual assets like Asia. Indeed, the region has some of the highest adoption and growth rates for cryptocurrency, which has left regional regulators...
Read More
Traditionally, account opening processes in a financial institution required face-to-face contact between the financial institution’s onboarding team and the prospective client. However, as demand from investors for non-face-to-face (NFTF) onboarding...
Read MoreTraditionally, account opening processes in a financial institution required face-to-face contact between the financial institution’s onboarding team and the prospective client. However, as demand from investors for non-face-to-face (NFTF) onboarding...
Read More
Although cryptocurrencies are becoming increasingly buzzy across the financial sector, there is a lack of consensus within Asia as to the viability of the technology.
This article was originally published in Bloomberg Brief's Economics Asia on Aug. 7, 2014. Dark Pool Trading Increasing Amid Regulatory Concerns There is still a great deal of secrecy surrounding dark...
Read More