Regulations Archives - GreySpark Partners

A Guide to the Climate Risk Compliance Landscape

The concept of climate change and its associated risks began to come into focus for financial institutions and the rest of the world, as early as 2004, when a United…

Helen Dawit23 May, 2025

Insights

Injecting Innovation: How Banks Are Rethinking their Approach to Engaging Smaller Vendors

Traditional banks increasingly need to modernise their ageing infrastructure in the face of mounting pressure from digital-first challengers, evolving customer expectations and intensifying regulatory scrutiny. In the rapidly evolving sellside…

Helen Dawit16 Apr, 2025

Front Office Insights Sustainability

The Challenges of ESG Data for Asset Managers

Sustainability and responsible investing are now well established as critical considerations for investors and, as such, continue to be at the forefront of the minds of many asset managers, with…

Helen Dawit15 Apr, 2025

Insights

Why FIX Monitoring is Crucial for Financial Services Organisations

Much of the capital markets’ critical trade functions pass through FIX systems. A FIX connectivity issue or outage can lead to a breakdown in communication between broker and client, which…

Dariush Hessami30 Jan, 2024

Uncategorized

Why FIX Monitoring is Crucial for Financial Services Organisations

Much of the capital markets’ critical trade functions pass through FIX systems. A FIX connectivity issue or outage can lead to a breakdown in communication between broker and client, which…

Helen Dawit30 Jan, 2024

Artificial Intelligence Insights

Powering the Trade Lifecycle with Generative AI

In the rapidly evolving landscape of the capital markets industry, Generative AI has provoked both concern and excitement. Whether for good or ill, Generative AI is poised to revolutionise the…

Helen Dawit22 Jan, 2024

Insights Middle Office Regtech

Cracking the DORA Code

Given the prevalence of black swan events this decade – not least the COVID pandemic, the fallout from BREXIT and the Silicon Valley Bank collapse – operational resilience has become…

Helen Dawit12 Dec, 2023

Insights Middle Office

Integrated Trader Surveillance – Identifying the Asymptote

Surveillance – specifically trader surveillance – in financial services institutions remains an area of focus for Compliance professionals in 2023. Generally comprising a combination of trade and communications (voice and…

Helen Dawit18 Apr, 2023

Digital Assets Insights Middle Office Regtech

Regulatory Aspects of Trading Digital Assets

Few parts of the world have embraced virtual assets like Asia. Indeed, the region has some of the highest adoption and growth rates for cryptocurrency, which has left regional regulators…

Helen Dawit13 Mar, 2023

Insights Middle Office

Digital Transformation of Governance

The first line of defence – ‘the business’ in the 3LoD model – is witnessing a digital transformation of risk management and governance that has accelerated since the onset of…

Helen Dawit28 Feb, 2023

Data Insights Middle Office

Data Governance – The Beginning of a New Era

The volume of data passing through financial systems has been rising at an accelerating rate for more than forty years. This phenomenal growth has meant that data governance and management…

Helen Dawit17 Feb, 2023

Artificial Intelligence Insights Middle Office

The Case for Artificial Intelligence in Communications Surveillance

Surveillance is high on the agenda for most financial services’ compliance teams. Despite extensive work done in this space, many firms still find their surveillance processes insufficient compared to the…

Helen Dawit29 Sep, 2022

Injecting Innovation: How Banks Are Rethinking their Approach to Engaging Smaller Vendors

Why FIX Monitoring is Crucial for Financial Services Organisations

Why FIX Monitoring is Crucial for Financial Services Organisations

Powering the Trade Lifecycle with Generative AI

Cracking the DORA Code

Integrated Trader Surveillance – Identifying the Asymptote

Regulatory Aspects of Trading Digital Assets

Digital Transformation of Governance

Data Governance – The Beginning of a New Era

The Case for Artificial Intelligence in Communications Surveillance

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