The pace of digital transformation in most investment firms quickened significantly at the onset of the pandemic, as work-from-home orders led firms to facilitate and extend remote working for staff....
Read More
The pace of digital transformation in most investment firms quickened significantly at the onset of the pandemic, as work-from-home orders led firms to facilitate and extend remote working for staff....
Read More
A black swan is a rare phenomenon in nature and one that lends its name to once-in-a-generation, severe, unexpected events for that reason. The last few years, however, have seen...
Read More
As financial institutions move to cloud, they need more intelligent monitoring to manage a complex IT topology. The use of cloud technology by financial institutions is well established, but, while...
Read MoreAs financial institutions move to cloud, they need more intelligent monitoring to manage a complex IT topology. The use of cloud technology by financial institutions is well established, but, while...
Read More
Surveillance – specifically trader surveillance – in financial services institutions remains an area of focus for Compliance professionals in 2023. Generally comprising a combination of trade and communications (voice and...
Read MoreSurveillance – specifically trader surveillance – in financial services institutions remains an area of focus for Compliance professionals in 2023. Generally comprising a combination of trade and communications (voice and...
Read More
The first line of defence – ‘the business’ in the 3LoD model – is witnessing a digital transformation of risk management and governance that has accelerated since the onset of...
Read More
Surveillance is high on the agenda for most financial services’ compliance teams. Despite extensive work done in this space, many firms still find their surveillance processes insufficient compared to the...
Read MoreSurveillance is high on the agenda for most financial services’ compliance teams. Despite extensive work done in this space, many firms still find their surveillance processes insufficient compared to the...
Read More
In recent years, there has been a global shift away from the established pattern of business communications. The Covid pandemic, and the continuing uncertainty it has created, has accelerated a...
Read MoreIn recent years, there has been a global shift away from the established pattern of business communications. The Covid pandemic, and the continuing uncertainty it has created, has accelerated a...
Read More