Surveillance – specifically trader surveillance – in financial services institutions remains an area of focus for Compliance professionals in 2023. Generally comprising a combination of trade and communications (voice and...
Read MoreSurveillance – specifically trader surveillance – in financial services institutions remains an area of focus for Compliance professionals in 2023. Generally comprising a combination of trade and communications (voice and...
Read MoreNew Technology to Address Compliance-by-Policy Inadequacies In recent years, the evolutionary pace of communications technology increased rapidly. Video conferencing, which historically required specialised equipment, is now commonplace and available to...
Read MoreAs 2014 begins to unfurl, investment banks are left to reflect on 2013 as the year in which client-centric, multi-asset, digital investment banking began to transition toward a new level...
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