Dodd Frank Archives - GreySpark Partners

Insights Middle Office

Integrated Trader Surveillance – Identifying the Asymptote

Surveillance – specifically trader surveillance – in financial services institutions remains an area of focus for Compliance professionals in 2023. Generally comprising a combination of trade and communications (voice and…

Helen Dawit18 Apr, 2023

Insights Middle Office

When Investment Banking Comes Home

New Technology to Address Compliance-by-Policy Inadequacies In recent years, the evolutionary pace of communications technology increased rapidly. Video conferencing, which historically required specialised equipment, is now commonplace and available to…

Dariush Hessami7 Jul, 2020

Insights

The Art of Good Capital Markets E-sales is Being a Profitable Middleman

As 2014 begins to unfurl, investment banks are left to reflect on 2013 as the year in which client-centric, multi-asset, digital investment banking began to transition toward a new level…

Dariush Hessami9 Jan, 2014

Integrated Trader Surveillance – Identifying the Asymptote

When Investment Banking Comes Home

The Art of Good Capital Markets E-sales is Being a Profitable Middleman

FILTER BY CATEGORY

ASSET CLASS

SPECIALIST TECHNOLOGY

REGULATION

MOST READ

GREYSPARK PARTNERS

LEGAL

EUROPE

ASIA PACIFIC

AMERICAS