Surveillance – specifically trader surveillance – in financial services institutions remains an area of focus for Compliance professionals in 2023. Generally comprising a combination of trade and communications (voice and...
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Surveillance – specifically trader surveillance – in financial services institutions remains an area of focus for Compliance professionals in 2023. Generally comprising a combination of trade and communications (voice and...
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This is a survey summary for our annual research series: Trends in E-commerce and Electronic Trading.
The EU and US recently rolled out two historic capital markets regulations, both of which are intended to increase transparency in the global OTC derivatives market following the financial crisis....
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