Specialist technology Archives - Page 5 of 5

Insights Middle Office Regtech

Utilising Third-Party Technology Products & Services to Boost the Operational Resilience of Investment Banks

Despite experiencing unprecedented circumstances in 2020, financial institutions are required to remain compliant with regulatory mandates that were designed for quite different operational conditions.

Dariush Hessami10 Dec, 2020

Insights Middle Office Regtech

Safeguarding Your Operational Resilience in the Midst of COVID-19

The COVID-19 pandemic brought about an unprecedented set of challenges that are impacting the entire financial services global workforce both personally and professionally. Already months into the crisis and many…

Dariush Hessami30 Oct, 2020

Insights Regtech

Webinar: Models and EUCs in a Disruptive Environment hosted by GreySpark

COVID-19 has challenged the robustness of banks’ model risk management and EUC policies. In a context where market behaviors are uncertain and changing rapidly, banks need to adapt their approach…

Dariush Hessami1 Oct, 2020

Insights Middle Office Regtech

Transaction Quality Analysis Set to Replace TCA

Beginning in the early 2000s, when the algorithms and software capable of performing transaction cost analysis (TCA) on a semi-automated basis first became prevalent, the definition of the function was…

Dariush Hessami30 Jul, 2020

Artificial Intelligence Insights Middle Office

How to Build an AI-based Surveillance Strategy

For many years now, public and regulatory interest in misconduct by individuals within financial services firms has been high and shows no signs of abating in the current climate.

Dariush Hessami1 Jun, 2020

Data Front Office Insights

What Are Your Research Interactions Really Worth?

Since MiFID II’s research unbundling rules came into force in January 2018, with the regulatory intention of eliminating the sellside’s practice of offering investment research as inducements to utilise their…

Helen Dawit5 May, 2020

Insights Regtech

Model Risk Management & the Art of Sharing Information Efficiently

In Europe, the US Federal Reserve (FED) and the US Office of the Comptroller of the Currency (OCC)’s Supervisory Guidance on model Risk Management (SR 11-7) is accepted as the…

Dariush Hessami27 Apr, 2020

Insights Regtech

Model Risk Management: Model Change Management

In Europe, the US Federal Reserve (FED) and the US Office of the Comptroller of the Currency (OCC)’s Supervisory Guidance on model Risk Management (SR 11-7) is accepted as the…

Dariush Hessami9 Apr, 2020

Insights Regtech

Model Risk Management: Model Validation

In Europe, the US Federal Reserve (FED) and the US Office of the Comptroller of the Currency (OCC)’s Supervisory Guidance on model Risk Management (SR 11-7) is accepted as the…

Dariush Hessami9 Apr, 2020

Insights Regtech

Model Risk Management: Model Testing

In Europe, the US Federal Reserve (FED) and the US Office of the Comptroller of the Currency (OCC)’s Supervisory Guidance on Model Risk Management (SR 11-7) is accepted as the…

Dariush Hessami6 Apr, 2020

Insights Regtech

Model Risk Management: Model Identification

In Europe, the US Federal Reserve (FED) and the US Office of the Comptroller of the Currency (OCC)’s Supervisory Guidance on Model Risk Management (SR 11-7) is accepted as the…

Dariush Hessami29 Mar, 2020

Insights Regtech

Model Risk Management: A Risky Business

In Europe, the US Federal Reserve (FED) and the US Office of the Comptroller of the Currency (OCC)’s Supervisory Guidance on Model Risk Management (SR 11-7) is accepted as the…

Dariush Hessami20 Mar, 2020

Utilising Third-Party Technology Products & Services to Boost the Operational Resilience of Investment Banks

Safeguarding Your Operational Resilience in the Midst of COVID-19

Transaction Quality Analysis Set to Replace TCA

How to Build an AI-based Surveillance Strategy

What Are Your Research Interactions Really Worth?

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