Operational Risk & Regulation
David Benyon writes about the SEC’s call for ‘circuit-breakers’ following the plummeting of Dow Jones index shares on 6th May 2010. GreySpark explains that both rules and circuit-breakers are required to protect the market as a whole. Importantly, these need to be applied to all market operators, who must also prove how much volume they can cope with in terms of peak activity.
